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What is it?

At UGR , we understand that compliance can be complex and time-consuming, and non-compliance can result in hefty fines and reputational damage. That's why we've developed Compliance-as-a-Service, a comprehensive and customizable solution that takes the burden of compliance off your shoulders, so you can focus on growing your business.


Compliance As a Service (CaaS) is a monthly consulting subscription plan that allows you to plan, prioritize, and execute against strategic compliance projects and technology initiatives without having to permanently increase the size of your team or get budget approval for large lump-sum projects.

How does Compliance as a Service work?

With Compliance-as-a-Service (CaaS), our team of experienced compliance professionals will work closely with your organization to assess your current compliance status, identify potential gaps, and create a tailored compliance program that aligns with your unique business needs. Our service includes regular monitoring and updates to ensure that your organization stays compliant with the latest regulatory requirements, saving you time and effort in keeping up with the ever-changing compliance landscape

You will be able be working with the finest industry experts with proven and succesful experience helping  a variety of Financial Institutions, FinTechs and RegTech companies, Digital Banks, Blockchain, DeFi, Payment Processors, Digital Assets, Crypto, and Web3 businesses, including all digital start-ups.

This innovative approach to compliance consulting services allows you the flexibility to adjust the skills on your team as priorities shift within your organization or new project needs arise.

Simply select a plan that fits your budget, and we’ll help you and your team work through your ongoing needs. We can also customize a specific plan working to your specific needs.


Compliance-as-a-Service (CaaS) Benefits :


  1. Peace of mind: Our team of experts will handle all aspects of compliance, so you can focus on your core business activities with confidence, knowing that your compliance obligations are being met.

  2. Customized solutions: We understand that every organization has unique compliance requirements. Our Compliance-as-a-Service is fully customizable to align with your specific industry, size, and location, ensuring that you get tailored compliance solutions that meet your needs.

  3. Proactive compliance management: Our team will proactively monitor changes in regulations and provide timely updates to keep your organization compliant with the latest requirements, reducing the risk of fines and penalties.

  4. Cost-effective: Compliance-as-a-Service eliminates the need for hiring and training in-house compliance personnel, saving you on overhead costs and time while getting access to expert compliance knowledge. Hiring full time compliance staff takes sometimes up to 6 months and an investment of 15-30% of the right candidate's first-year salary to find them.

  5. Enhanced reputation: Maintaining compliance is crucial for building and maintaining a positive reputation in the industry. Compliance-as-a-Service helps you demonstrate your commitment to compliance, which can enhance your reputation with customers, partners, and stakeholders.

From building to scaling, UGR has the right plan for you.

Pricing Plan

  • Basic

    Every month
    Access to tailored expert advisory on demand
    • Compliance as-a-Service
    • 12 hours advisory per month
    • Stay informed on compliance, regtech, and fintech
  • Most Popular


    Every month
    Get started with Fractional CCO or ongoing advisory support
    • Compliance as-a-Service
    • 20 hours advisory per month
    • Stay informed on compliance, regtech, and fintech
    • Benefit from member rates for additional hourly advisory
    • Get 5% discount with an annual contract
  • Enterprise

    Every month
    Fractional CCO advisory services and compliance solutions
    • Compliance as-a-Service
    • 40 hours advisory per month
    • Stay informed on compliance, regtech, and fintech
    • Member-exclusive rates for additional advisory
    • Mentoring and team support
    • Access to collaboration tools and best practices platform
    • Leverage top-tier Regtech Solutions
    • Get 10% discount with an annual contract

Auto renewal of your subscription until you cancel.

Large Projects


Should you be interested in large projects, please reach out to us directly to discuss further.

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