Elevating Compliance Efficiency: The Strategic Impact of Fractional CCOs
The Strategic Impact of Fractional CCOs given the complexities and nuances of regulatory requirements across industries and organizations
top of page
Search
UGR Team
- Aug 15, 2023
Why Compliance Expertise Goes Hand in Hand with RegTech?
Compliance expertise and regulatory technology (RegTech) are two sides of the same coin in the world of finance.
UGR Team
- Jun 15, 2023
AI Good or Bad for Compliance?
Artificial Intelligence (AI) has made significant advances in recent years and is becoming increasingly ubiquitous in various industries....
UGR Team
- Oct 3, 2022
Build a Better Fintech: Invest in Compliance
The US doesn’t have an overarching compliance regime for its fintechs, making it difficult to determine which regulations and licences...
UGR Team
- Aug 23, 2022
FinTech AML Compliance
FinTechs need to have a robust AML Compliance program and roadmap to avoid any gaps leaving them vulnerable and open for serious fines.
UGR Team
- Aug 17, 2022
AML and KYC: Crypto Adoption
KYC and AML are necessary elements of today’s macro economy and are important components of the crypto space to drive adoption.
UGR Team
- Aug 12, 2022
$30M Crypto Fine for Compliance Failures
On August 8, 2002, The New York State Department of Financial Services (NYDFS) fined a $30 million penalty against Robinhood's crypto...
UGR Team
- Jan 17, 2022
Top FinTech Trends in 2022
What may 2022 bring in predictions for this year ahead? The Financial Technology (FinTech) sector keeps growing fast and will continue to...
UGR Team
- Sep 13, 2021
DeFi and Compliance
What is Decentralize Finance (DeFi) Decentralized Finance (“DeFi”) is a blockchain-based form of finance that utilizes smart contracts...
bottom of page